Broker Check
R. Brooks Malone III

R. Brooks Malone III

Financial Advisor

Education and Professional Affiliations

  • Bachelor of Arts in Accounting from North Carolina State University (1988)
  • Bachelor of Arts in Business Management from North Carolina State University (1988)
  • Omicron Delta Epsilon Honor Society


  • Securities: FINRA Series 7 and 66 Exams
  • Insurance: Life, Accident and Health, Variable Life & Annuity, Medicare Supplement, Long-Term Care

Community Affiliations

  • NC State University Club Finance Committee Member
  • St. Michael’s Episcopal Church Finance Committee Member
  • Member of National Eagle Scout Association (Eagle Class of 1982)
  • Graduate of Leadership Raleigh 11, Raleigh Chamber of Commerce
  • Leadership Raleigh Hall of Fame Award (2011)
  • Triangle Business Journal 40 Under 40 Award (2005)
  • Council for Entrepreneurial Development (CED), Outstanding Service to Entrepreneurs Award (2008)


  • Married to Karen Doggett Malone
  • Children: Megan, Kate, and Haley
  • Native of Durham, North Carolina